chief compliance officer

Mike is the Chief Compliance Officer with CLS Investments. Prior to joining CLS, Mike advised registered investment advisers and broker/dealers on legal and regulatory matters. He earned his JD from Creighton University and received a BBA in Finance and Economics from the University of Iowa. He currently holds the Series 65 securities license. Growing up Mike idolized John Wayne and wanted to be a garbage man because they got to stand up on the back of the truck. He spends his free time with his wife and his ferocious basset hound, Henry.