senior compliance officer

Bill Kimme began his career with Northern Lights Compliance Services, LLC (“NLCS”) in September 2011. Bill serves as Chief Compliance Officer to Series Trusts of Mutual Funds, as well as closed-end interval funds. Prior to joining NLCS, Bill provided consulting and due diligence services for broker-dealers and investment advisors. Bill also worked for the Financial Industry Regulatory Authority (“FINRA”) in a number of capacities, and was responsible for, amongst other things, strategy, rules and regulations development and implementation, investment advisor issues, and consulting and training services to global audiences. Before accepting employment at FINRA, Bill was involved in the private practice of law. Bill has an MBA from Thunderbird, and a JD and BA from Creighton University. Bill also has a Certified Hedge Fund Professional designation (level 1). Bill coached youth softball teams for nine years, five of which were spent at the fastpitch travel level. Two of the travel teams placed 17th and 21st at national tournaments.